Innovator ETFs: Defined Outcome ETF Caps
DEFINED OUTCOME ETF™ CAPS
October Series ETFs Rebalanced & Listed on 10/1! View the October Series ETFs
Buffer ETFs™
Ticker   Name Ref. Asset Upside/Downside Outcome Period Starting Cap
BOCT   U.S. Equity Buffer ETF SPY 1x/1x + 9% Buffer 12 months 13.69%
POCT   U.S. Equity Power Buffer ETF SPY 1x/1x + 15% Buffer 12 months 9.16%
UOCT   U.S. Equity Ultra Buffer ETF SPY 1x/1x + 30% Buffer 12 months 6.49%
KOCT   U.S. Small Cap Power Buffer ETF IWM 1x/1x + 15% Buffer 12 months 13.06%
NOCT   Growth-100 Power Buffer ETF QQQ 1x/1x + 15% Buffer 12 months 10.65%
EOCT Emerging Markets Power Buffer ETF EEM 1x/1x + 15% Buffer 12 months 13.89%
IOCT Intl Developed Power Buffer ETF EFA 1x/1x + 15% Buffer 12 months 9.99%
TFJL   20+ Year Treasury Bond 5 Floor ETF TLT 1x/1x + 5% Floor 3 months 5.74%
BALT   Defined Wealth Shield ETF SPY 1x/1x + 20% Buffer 3 months 1.00%
 
Accelerated ETFs™
Ticker   Name Ref. Asset Upside/Downside Outcome Period Starting Cap
XBOC U.S. Equity Accelerated 9 Buffer ETF SPY 2x/1x + 9% Buffer 12 months 10.98%
XDOC U.S. Equity Accelerated ETF SPY 2x/1x 12 months 17.28%
XTOC U.S. Equity Accelerated Plus ETF SPY 3x/1x 12 months 16.47%
QTOC Growth Accelerated Plus ETF QQQ 3x/1x 12 months 19.80%
XDSQ   U.S. Equity Accelerated ETF SPY 2x/1x 3 months 6.84%
XDQQ   Growth Accelerated ETF QQQ 2x/1x 3 months 8.52%
 
Stacker ETFs™
Ticker   Name Ref. Asset Upside/Downside Outcome Period Starting Cap
TSOC   Triple Stacker ETF SPY+QQQ+IWM 1x/1x SPY 12 months 16.59%
DSOC   Double Stacker ETF SPY+QQQ 1x/1x SPY 12 months 17.76%
DBOC   Double Stacker 9 Buffer ETF SPY+QQQ 1x/1x SPY + 9% Buffer 12 months 10.84%
SPY: SPDR® S&P 500® ETF Trust; QQQ: Invesco QQQ Trust; IWM: iShares Russell 2000 ETF; EFA: iShares MSCI EAFE ETF; EEM: iShares MSCI Emerging Markets ETF; TLT: iShares 20+ Year U.S. Treasury ETF
Upside/downside refers to the fund’s upside and downside participation levels, to a cap, of the reference asset
There is no guarantee the funds will achieve their investment objectives. The funds have characteristics unlike other traditional investment products and may not be suitable for all investors. Please see "investor suitability" in the prospectus. Shares purchased after the start of an outcome period may be subject to enhanced risks.