Innovator ETFs: Defined Outcome ETF Caps
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DEFINED OUTCOME ETF™ CAPS
Defined Outcome ETFs™: Rebalancing October 2022
View Starting Caps
Buffer ETFs™
Ticker   Name Ref. Asset Upside/Downside Outcome Period Avg. Cap¹ Cap Range²
BOCT   U.S. Equity Buffer ETF SPY 1x/1x + 9% Buffer 12 months 27.48% 21.85% - 27.50%
POCT   U.S. Equity Power Buffer ETF SPY 1x/1x + 15% Buffer 12 months 19.77% 15.80% - 19.06%
UOCT   U.S. Equity Ultra Buffer ETF SPY 1x/1x + 30% (-5 to -35%) Buffer 12 months 16.41% 12.96% - 16.35%
KOCT   U.S. Small Cap Power Buffer ETF IWM 1x/1x + 15% Buffer 12 months 24.51% 19.40% - 22.41%
NOCT   Growth-100 Power Buffer ETF QQQ 1x/1x + 15% Buffer 12 months 24.09% 19.33% - 22.96%
EOCT   Emerging Markets Power Buffer ETF EEM 1x/1x + 15% Buffer 12 months 18.75% 13.79% - 21.79%
IOCT   Intl Developed Power Buffer ETF EFA 1x/1x + 15% Buffer 12 months 19.80% 19.35% - 23.80%
TFJL   20+ Year Treasury Bond 5 Floor ETF TLT 1x/1x + 5% Floor 3 months 7.47% 6.81% - 7.95%
TSLH   Hedged TSLA Strategy ETF Tesla, Inc 1x/1x + 10% Floor 3 months 10.01% 9.86% - 11.13%
BALT   Defined Wealth Shield ETF SPY 1x/1x + 20% Buffer 3 months 3.06% 2.06% - 2.76%
 
Accelerated ETFs™
Ticker   Name Ref. Asset Upside/Downside Outcome Period Avg. Cap¹ Cap Range²
XBOC   U.S. Equity Accelerated 9 Buffer ETF SPY 2x/1x + 9% Buffer 12 months 19.08% 15.60% - 18.52%
XDOC   U.S. Equity Accelerated ETF SPY 2x/1x 12 months 27.13% 22.00% - 26.34%
XTOC   U.S. Equity Accelerated Plus ETF SPY 3x/1x 12 months 24.23% 19.90% - 23.71%
QTOC   Growth Accelerated Plus ETF QQQ 3x/1x 12 months 26.72% 23.04% - 26.89%
XDSQ   U.S. Equity Accelerated ETF SPY 2x/1x 3 months 12.03% 8.97% - 11.94%
XDQQ   Growth Accelerated ETF QQQ 2x/1x 3 months 13.77% 10.88% - 13.87%
 
Stacker ETFs™
Ticker   Name Ref. Asset Upside/Downside Outcome Period Avg. Cap¹ Cap Range²
TSOC   Triple Stacker ETF SPY+QQQ+IWM 1x/1x SPY 12 months 23.76% 19.78% - 23.64%
DSOC   Double Stacker ETF SPY+QQQ 1x/1x SPY 12 months 26.62% 21.93% - 25.98%
DBOC   Double Stacker 9 Buffer ETF SPY+QQQ 1x/1x SPY + 9% Buffer 12 months 18.73% 15.51% - 18.18%
1. The estimated average cap is illustrated by the funds strategy, based upon the 5 previous trading days, as of 9/29/2022. It does not represent the actual cap that will be set on the date of rebalance, which may fall outside the stated cap ranges, due to extreme market volatility.
2. The estimated cap ranges are based on the highest and lowest Cap as illustrated by the Funds' strategy from 8/24/2022 - 9/22/2022 and are shown gross of the fund's management fee.
The Cap for each Fund will be set at the beginning of the Outcome Period, and is dependent upon market conditions at that time. Periods of high market volatility could result in higher caps, and lower volatility could result in lower caps.
Upside/downside refers to the fund's upside and downside participation levels, to a cap, of the reference asset
There is no guarantee the funds will achieve their investment objectives. The funds have characteristics unlike other traditional investment products and may not be suitable for all investors. Please see "investor suitability" in the prospectus. Shares purchased after the start of an outcome period may be subject to enhanced risks.
SPY: SPDR® S&P 500® ETF Trust; QQQ: Invesco QQQ Trust; IWM: iShares Russell 2000 ETF; EFA: iShares MSCI EAFE ETF; EEM: iShares MSCI Emerging Markets ETF; TLT: iShares 20+ Year U.S. Treasury ETF